Herold & Lantern Investments, Inc. is adopting Pershing LLC. ’s Rule 606 order routing reporting. We route all order flow to Pershing, LLC. We do not receive any payment for order flow. To view Pershing’s order routing disclosure please visit www.orderroutingdisclosure.com and in the Broker-Dealer Full Name section type in, “Pershing LLC”.

Prior to the 2^nd quarter of 2024, the Herold & Lantern Investment's 606 reports can be found within that same website by typing in, "Herold & Lantern Investments".